Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Devine is a financial advisor with over 40 years of experience in the industry. Richard Devine is currently registered with Raymond James & Associates, Inc. and has previously worked with several other financial firms including J.P. MORGAN SECURITIES LLC, OPPENHEIMER & CO. INC., CIBC WORLD MARKETS CORP., and ROBERT AINBINDER & COMPANY. Richard Devine offers a variety of financial services, including financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/04/2016 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
09/16/2003 - 12/03/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
01/03/2003 - 09/16/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
07/23/1997 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
10/28/1987 - 05/16/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
01/29/1987 - 11/03/1987
ROBERT AINBINDER & COMPANY
NA
08/25/1986 - 11/25/1986
VINCENT, THOMAS & ASSOCIATES, INC.
NA
09/21/1982 - 08/05/1986
DREXEL BURNHAM LAMBERT INCORPORATED
NA
07/20/1982 - 09/27/1982
HERZFELD & STERN
NA
12/24/1981 - 07/06/1982
COWEN & CO.
IA
Issued 09/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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