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Richard Alfieri

Pruco Securities, LLC

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About Richard Alfieri

Richard Alfieri is an active investment advisor representative with Pruco Securities, LLC. He is registered to provide investment advice in Florida and Texas. Richard has been in the securities industry since 2002 and has held prior registrations with MML Investors Services, LLC, MSI Financial Services, Inc., Metropolitan Life Insurance Company and Raymond James Financial Services, Inc. Richard also holds Series 63, 65, 7 and SIE licenses.

Firm Information

Richard Alfieri is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Richard Alfieri’s Registration & Firm History

FL

08/03/2023 - Present

Pruco Securities, LLC (Boca Raton FL)

FL

03/25/2017 - 04/01/2019

MML INVESTORS SERVICES, LLC (WEST PALM BEACH FL)

MA

11/30/2004 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (SPRINGFIELD MA)

NY

11/30/2004 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

FL

11/09/2001 - 10/06/2004

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

IA

Issued 08/05/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/08/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Alfieri.
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