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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Alexander Lawson is a financial advisor with over 10 years of experience in the industry. Richard is currently registered with Stifel, Nicolaus & Company, Inc. in Missouri and Texas. Previously, Richard worked at Benjamin F. Edwards & Company, Inc. and Stifel, Nicolaus & Company, Incorporated. Richard has a wide range of experience and holds several licenses including Series 7, 9, 10, 24 and 66. Richard has experience providing financial planning, pension consulting, and educational seminars to clients. Richard has also worked with a variety of clients including individuals, high-net-worth individuals, businesses, and institutions. Richard is committed to providing his clients with the best possible financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/22/2023 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
MO
03/13/2017 - 07/26/2019
BENJAMIN F. EDWARDS & COMPANY, INC. (ST. LOUIS MO)
MO
01/25/2013 - 03/20/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
02/13/2012 - 05/04/2012
EDWARD JONES (ST LOUIS MO)
BOTH
Issued 02/29/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/05/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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