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Richard Alexander Keiser

Schwab Wealth Advisory, Inc.

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About Richard Alexander Keiser

Richard Alexander Keiser is a financial advisor currently associated with Schwab Wealth Advisory, Inc. Richard has been in the industry since November 19, 2016, and has an active registration with the state of Arizona. Richard previously worked at Fidelity Brokerage Services LLC, Empower Financial Services, Inc., TIAA-CREF Individual & Institutional Services, LLC, and Wells Fargo Clearing Services, LLC. Richard has a Series 66, Series 7, and SIE license.

Firm Information

Richard Keiser is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Richard Keiser’s Registration & Firm History

AZ

08/23/2024 - Present

Schwab Wealth Advisory, Inc. (Phoenix AZ)

CA

08/04/2023 - 07/30/2024

FIDELITY BROKERAGE SERVICES LLC (MISSION VIEJO CA)

CO

05/09/2023 - 08/01/2023

EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

CA

01/04/2019 - 02/13/2023

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PALO ALTO CA)

MI

12/15/2015 - 05/14/2018

WELLS FARGO CLEARING SERVICES, LLC (ANN ARBOR MI)

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Licenses & Designations

BOTH

Issued 07/19/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/14/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Alexander Keiser.
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