Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Fitzburgh is a financial advisor with over 40 years of experience in the industry. Richard has held positions at several prominent financial institutions, including E.F. Hutton & Company Inc, Shearson Lehman Hutton Inc, Prudential Securities Incorporated, UBS Financial Services Inc, and RBC Capital Markets, LLC. He is currently a registered representative with Morgan Stanley. Richard holds several securities licenses, including Series 7, Series 8, Series 9, Series 10, Series 63 and Series 65. Richard's areas of specialization include portfolio management for individuals, businesses, and investment companies. Richard also provides asset allocation advice, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/24/2021 - Present
Morgan Stanley (New York NY)
NY
09/19/2008 - 06/02/2021
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
CT
03/06/1995 - 09/26/2008
UBS FINANCIAL SERVICES INC. (WESTPORT CT)
NY
06/16/1989 - 03/28/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
02/15/1988 - 07/10/1989
SHEARSON LEHMAN HUTTON INC.
NA
01/26/1982 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 05/25/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/23/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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