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Richard Alex Becker

GWN Securities Inc.

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About Richard Alex Becker

Richard Becker has been working in the financial services industry since 2007. Richard is a registered representative of GWN Securities Inc. and provides investment advisory services to individuals and corporations. Richard has a wide range of experience in the industry, including financial planning, portfolio management, and market timing services. Richard has a strong commitment to providing personalized financial advice to help clients achieve their financial goals.

Firm Information

Richard Becker is currently registered with GWN Securities Inc.. GWN Securities Inc., formed in May 1999, is a Florida-based corporation offering a range of investment advisory services to individuals, corporations, and high-net-worth clients. The firm manages over $3 billion in assets, serving over 32,000 clients across the United States. GWN Securities specializes in financial planning, market timing services, and portfolio management for individuals and corporations.
GWN Securities Inc.

11440 NORTH JOG ROAD

PALM BEACH GARDENS, FL 33418-3764

$3.08B

Assets Under Management

88

Total Clients

583

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

In lieu of hourly fee, ia can charge a flat fee

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Richard Becker’s Registration & Firm History

TX

09/15/2017 - Present

GWN Securities Inc. (KATY TX)

TX

05/06/2014 - 06/16/2017

PLANMEMBER SECURITIES CORPORATION (Houston TX)

TX

05/17/2010 - 05/14/2014

VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)

TX

08/21/2008 - 05/25/2010

WADDELL & REED, INC. (HOUSTON TX)

NY

12/20/1995 - 02/21/1997

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/12/2008

Series 66 - Uniform Combined State Law Examination

IA

Issued 01/05/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/22/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/01/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Alex Becker.
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