Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Alec Rosen is a financial advisor with Connecticut Wealth Management, LLC. Richard has been in the financial services industry since August 2010. Richard holds the Series 7 and Series 66 securities licenses and is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Assets under advisement
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
11/29/2023 - Present
Connecticut Wealth Management, LLC (FARMINGTON CT)
MA
11/18/2013 - 04/25/2018
LPL FINANCIAL LLC (BOSTON MA)
MA
07/15/2011 - 10/21/2013
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
08/27/2010 - 07/08/2011
EDWARD JONES (WEST BOYLSTON MA)
BOTH
Issued 09/10/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2010
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Richard Rosen is the right advisor for you? Invested Better is here to help.
