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Richard Albert Wilz

ETC Brokerage Services, LLC

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About Richard Albert Wilz

Richard Albert Wilz is an investment advisor with ETC Brokerage Services, LLC. Richard Wilz has 18 years of experience in the financial services industry. Richard Albert Wilz has been registered with FINRA since 2003 and is currently registered with the states of Colorado, Massachusetts, Ohio, and Texas. Richard Wilz is also a Series 65, 63, 66, 24, 7, and SIE exam holder. Previously, Richard Wilz was associated with HIGHTOWER SECURITIES, LLC in Chicago, Illinois, Fidelity Brokerage Services LLC in Boston, Massachusetts, National Financial Services LLC in Boston, Massachusetts, and SunTrust Capital Markets, Inc. in Atlanta, Georgia.

Firm Information

Richard Wilz is currently registered with ETC Brokerage Services, LLC. ETC Brokerage Services, LLC is a Limited Liability Company formed in May 2007. It is registered with the SEC and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Wilz’s Registration & Firm History

OH

12/01/2023 - Present

ETC Brokerage Services, LLC (Westlake OH)

IL

02/02/2022 - 04/11/2023

HIGHTOWER SECURITIES, LLC (CHICAGO IL)

MA

10/30/2013 - 01/06/2021

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

MA

07/29/2005 - 01/06/2021

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

GA

04/11/2003 - 03/17/2005

SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)

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Licenses & Designations

IA

Issued 05/05/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/18/2015

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 05/14/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/07/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Albert Wilz.
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