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Richard Albert Tilghman

Mischler Financial Group, Inc.

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About Richard Albert Tilghman

Richard Albert Tilghman is a financial advisor with Mischler Financial Group, Inc. Richard has been in the financial industry since November 21, 1978. Richard holds FINRA licenses Series 1, 7, 40, 52TO, and SIE. Richard is registered to provide securities-related services in 30 states. Richard is also a Registered Investment Advisor in Connecticut and New York. Prior to joining Mischler Financial Group, Inc., Richard was associated with SAMUEL A RAMIREZ & CO., INC., BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC., GREENWICH PARTNERS, LLC, FIRST ALBANY CORPORATION and CREDIT SUISSE FIRST BOSTON CORPORATION.

Firm Information

Richard Tilghman is currently registered with Mischler Financial Group, Inc.. Mischler Financial Group, Inc. is a corporation formed in November 1994. It is registered with the SEC and in 48 states, providing financial services nationwide.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Tilghman’s Registration & Firm History

CT

04/11/2014 - Present

Mischler Financial Group, Inc. (STAMFORD CT)

NY

03/11/2009 - 10/24/2013

SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)

NY

09/22/2008 - 02/12/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

08/09/2006 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

CT

03/15/2000 - 12/19/2000

GREENWICH PARTNERS, LLC (STAMFORD CT)

NY

09/15/1999 - 02/11/2000

FIRST ALBANY CORPORATION (NEW YORK NY)

NY

09/05/1996 - 02/10/1998

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NY

09/20/1972 - 05/11/1995

CS FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/07/2006

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/30/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/07/1978

Series 40 - Registered Principal Examination

BC

Issued 07/10/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2006

Series 7 - General Securities Representative Examination

BC

Issued 09/18/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Albert Tilghman.
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