Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Long is a financial advisor with Principal Securities, Inc. Richard has been in the industry since 1992 and is registered with FINRA as a General Securities Representative. Richard has the Series 6, 7, 24, 53, and 63 licenses. Richard is also licensed in multiple states, including Florida, Massachusetts, Missouri, New York, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
FL
07/31/2018 - Present
Principal Securities, Inc. (Tampa FL)
FL
02/03/2017 - 07/26/2018
HORNOR, TOWNSEND & KENT, INC. (TAMPA FL)
FL
03/20/1992 - 12/22/2016
MSI FINANCIAL SERVICES, INC. (TAMPA FL)
FL
03/20/1992 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (TAMPA FL)
BC
Issued 07/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/04/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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