Unclaimed
Richard Brauer is a financial advisor with Vanguard Advisers, Inc., a firm that provides investment advice and financial planning services. Richard is a Certified Financial Planner and has over 17 years of experience in the financial services industry. Richard's background includes experience with Edward Jones. Richard is registered to provide investment advice in New Jersey, Pennsylvania, and Texas. Richard's areas of specialization include retirement planning, college savings, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
01/12/2016 - Present
Vanguard Advisers, Inc. (MALVERN PA)
NJ
03/28/2006 - 06/07/2011
EDWARD JONES (OCEAN CITY NJ)
BOTH
Issued 02/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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