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Richard Albert Beames

Bancroft Capital, LLC

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About Richard Albert Beames

Richard Albert Beames has been in the financial services industry since 1984. Richard is a Registered Representative and Investment Advisor Representative and is currently employed with Bancroft Capital, LLC. Richard is licensed in Arizona, California, Colorado, Delaware, Massachusetts, New Jersey, New York, and Pennsylvania. Richard has held previous positions with Stifel, Nicolaus & Company, Incorporated, Stone & Youngberg LLC, Prager, McCarthy & Sealy, Glickenhaus & Co., Bear, Stearns & Co. Inc., and Paine Webber Incorporated. Richard has a strong background in providing financial planning and pension consulting services.

Firm Information

Richard Beames is currently registered with Bancroft Capital, LLC. Bancroft Capital, LLC is a Limited Liability Company formed in July 2017. The firm provides financial planning and pension consulting services to a variety of clients. They are registered with the SEC and in 34 states. They have 4 investment adviser representatives and 4 registered representatives.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Beames’s Registration & Firm History

CA

12/17/2020 - Present

Bancroft Capital, LLC (San Mateo CA)

WI

09/30/2011 - 07/24/2020

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BROOKFIELD WI)

NY

03/27/1998 - 11/03/2011

STONE & YOUNGBERG LLC (NEW YORK NY)

CA

12/22/1988 - 04/02/1998

PRAGER, MCCARTHY & SEALY (SAN FRANCISCO CA)

NA

09/09/1987 - 10/31/1988

GLICKENHAUS & CO.

NA

08/26/1985 - 09/09/1987

BEAR, STEARNS & CO. INC.

NA

11/22/1983 - 09/09/1985

PAINEWEBBER INCORPORATED

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Licenses & Designations

BC

Issued 11/06/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/12/2003

Series 24 - General Securities Principal Examination

BC

Issued 12/18/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Albert Beames.
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