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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Alan Sampley is a financial advisor with The Fiduciary Alliance, a registered investment advisor based in Greenville, South Carolina. Richard has been in the financial services industry since 1974, and has experience working with high-net-worth individuals, corporations, and other businesses. Richard also has expertise in financial planning, portfolio management, and educational seminars. Richard is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
SC
11/13/2024 - Present
THE Fiduciary Alliance (GREENVILLE SC)
GA
02/13/2013 - 11/07/2014
RAYMOND JAMES & ASSOCIATES, INC. (ATLANTA GA)
GA
07/07/2006 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (ATLANTA GA)
GA
12/05/1994 - 07/31/2006
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
NY
04/11/1988 - 12/15/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/06/1974 - 05/05/1988
E. F. HUTTON & COMPANY INC
NA
01/22/1974 - 05/15/1974
DUPONT WALSTON, INCORPORATED
BOTH
Issued 04/30/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2014
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 01/15/1974
Series 1 - Registered Representative Examination
Active
Inactive
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