Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Rosenthal is an investment advisor representative who has been in the industry for over 26 years. He is currently registered with Lido Advisors, LLC in Illinois and California. Richard holds Series 7, 50, 63, and 65 securities licenses and has specialized in providing financial planning, portfolio management, and educational seminars for individuals, businesses, investment companies, and pooled investment vehicles. Richard has prior experience with Northern Trust Securities, Inc., PFPC Distributors, Inc., PIMCO Funds Distributors LLC, and PaineWebber Incorporated. Richard works with clients of all sizes including high net worth individuals, corporations, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
08/16/2024 - Present
Lido (Chicago IL)
CA
01/18/2005 - 11/08/2007
NORTHERN TRUST SECURITIES, INC. (LOS ANGELES CA)
ME
04/22/2002 - 10/16/2002
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
NY
06/17/1999 - 06/21/2000
PIMCO FUNDS DISTRIBUTORS LLC (NEW YORK NY)
NJ
02/24/1997 - 03/23/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 08/16/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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