Unclaimed
Richard Rosenbusch is a financial advisor with Cetera Investment Advisers LLC. Richard has been working in the securities industry since August 1993. Richard is registered in Florida, Connecticut, New York, Ohio and South Carolina and has the following securities licenses: Series 6, Series 63 and SIE. Cetera Investment Advisers LLC is a Registered Investment Advisor headquartered in Schaumburg, Illinois. The firm manages approximately $104,468,595,111 in assets for its clients. The firm provides financial planning, portfolio management, pension consulting, and educational seminars to individuals, businesses, pension and profit-sharing plans, charitable organizations, state or municipal government entities, corporations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/21/2021 - Present
Cetera Investment Advisers LLC (AMITYVILLE NY)
NY
01/12/1996 - 09/02/1999
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
FL
07/27/1988 - 12/10/1990
FIRST LONG ISLAND SECURITIES INC. (LAKE MARY FL)
BC
Issued 01/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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