Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Rarick has been in the financial services industry since 1995. Richard is currently registered with Horace Mann Investors, Inc. and has been with them since 2017. He is also a registered representative and investment advisor representative in Florida, Indiana, Michigan and Texas. Before joining Horace Mann Investors, Inc., Richard worked for MML Investors Services, LLC, MSI Financial Services, Inc., and Metropolitan Life Insurance Company. Richard has a Series 3, 6, 7, 22, 63, and 65 license. Richard also holds the SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Percentage of assets under third party investment management
1
2
IN
08/18/2017 - Present
Horace Mann Investors, Inc. (Indianapolis IN)
IN
03/25/2017 - 07/27/2017
MML INVESTORS SERVICES, LLC (INDIANAPOLIS IN)
IN
12/04/2000 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (INDIANAPOLIS IN)
NY
12/04/2000 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
07/15/1987 - 10/20/1987
PAINEWEBBER INCORPORATED
NA
10/22/1983 - 06/05/1987
PAINEWEBBER INCORPORATED
NA
05/20/1982 - 10/11/1983
IDS LIFE INSURANCE COMPANY
NA
05/20/1982 - 10/11/1983
IDS MARKETING CORPORATION
NA
05/20/1982 - 10/11/1983
INVESTORS DIVERSIFIED SERVICES, INC.
IA
Issued 02/07/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/11/1984
Series 3 - National Commodity Futures Examination
BC
Issued 11/11/1982
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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