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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Raff is an investment advisor representative with Cetera Investment Advisers LLC. Richard has been in the securities industry since 1979. Richard has a total of 14 state registrations and one Investment Advisor state registration. Richard holds the Series 63, Series 53, Series 24, SIE, Series 7, and Series 1 licenses. Richard also holds the Certified Financial Planner and Chartered Financial Consultant designations. Cetera Investment Advisers LLC has approximately $104,468,595,111 in regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NH
06/29/2023 - Present
Cetera Investment Advisers LLC (BEDFORD NH)
AZ
05/19/1992 - 12/31/1993
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
02/26/1988 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
12/24/1981 - 03/19/1988
E. F. HUTTON & COMPANY INC
NA
07/27/1979 - 01/21/1982
PENNYSYLVANIA SECURITIES COMPANY
BC
Issued 02/09/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/22/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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