Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Alan Raff is a financial advisor with over 40 years of experience in the financial services industry. Richard has been registered with Cetera Investment Advisers LLC since June 2023 and previously worked with Cetera Advisor Networks LLC from January 2013. Richard holds the Series 63, Series 7, Series 24 and Series 53 licenses. Richard is also a Certified Financial Planner and Chartered Financial Consultant. Richard provides a wide range of services to clients, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. Richard's firm, Cetera Investment Advisers LLC, is a national firm with a focus on providing investment advisory services to individuals, families, and businesses.
BEDFORD, NH
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
06/29/2023 - Present
Cetera Investment Advisers LLC (BEDFORD NH)
AZ
05/19/1992 - 12/31/1993
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
02/26/1988 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
12/24/1981 - 03/19/1988
E. F. HUTTON & COMPANY INC
NA
07/27/1979 - 01/21/1982
PENNYSYLVANIA SECURITIES COMPANY
BC
Issued 2/9/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/19/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 8/22/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
BC
Issued 7/23/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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