Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Alan Pollock is an active investment advisor representative with Cambridge Investment Research Advisors, Inc. in Chagrin Falls, Ohio. Richard has been in the industry since 2001, with prior experience at Ameriprise Financial Services, Inc., IDS Life Insurance Company, and Sigma Financial Corporation. Richard is licensed in Ohio, Florida, and Michigan, and holds Series 7 and 66 registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
04/18/2013 - Present
Cambridge Investment Research Advisors, Inc. (CHAGRIN FALLS OH)
IL
09/17/2001 - 01/29/2013
AMERIPRISE FINANCIAL SERVICES, INC. (CHICAGO IL)
MN
09/17/2001 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MI
08/01/2001 - 09/04/2001
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
BOTH
Issued 08/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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