Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Alan Poligala is a financial advisor with LPL Financial LLC based in San Antonio, Texas. Richard has been in the financial services industry since April 2005 and has experience working with USAA Financial Advisors, Inc. and National Planning Corporation. Richard is registered to provide investment advice in several states and holds Series 7 and Series 66 securities licenses as well as the SIE exam. Richard holds the Certified Financial Planner designation and specializes in providing financial planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
04/24/2018 - Present
LPL Financial LLC (SAN ANTONIO TX)
TX
02/25/2015 - 05/11/2018
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
04/12/2005 - 02/11/2015
NATIONAL PLANNING CORPORATION (SAN ANTONIO TX)
BOTH
Issued 05/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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