Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Alan Parrett is an Investment Advisor Representative at Thrive Capital Management, LLC. Richard has over 20 years of experience in the financial services industry. He is registered in New Jersey and Pennsylvania. He holds the Series 63, Series 66 and Series 7 licenses, as well as the SIE designation. He is also a Certified Financial Planner. Richard's expertise includes financial planning, portfolio management for individuals and selection of other advisors. Richard previously worked at Empower Financial Services, Inc., Prudential Investment Management Services LLC, CUSO Financial Services, L.P. and Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
PA
06/06/2024 - Present
Thrive Capital Management, LLC (FORT WASHINGTON PA)
CO
09/24/2021 - 05/24/2024
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
NJ
06/14/2007 - 09/10/2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
10/15/2003 - 01/26/2007
CUSO FINANCIAL SERVICES, L.P. (EWING NJ)
MO
01/08/2002 - 10/14/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
10/01/2000 - 03/30/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
04/07/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
03/13/1995 - 04/02/1999
COPELAND EQUITIES, INC. (SOMERSET NJ)
NY
03/20/1990 - 03/07/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/18/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
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