Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Norkin is a financial advisor with over 27 years of experience in the industry. Richard is currently registered with Kestra Advisory Services, LLC, a firm headquartered in Austin, Texas. Richard has a strong track record of providing investment advice to individuals and businesses, and specializes in providing financial planning, pension consulting, and portfolio management services. Richard is also licensed to provide securities-related advice in 9 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
10/03/2023 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
CA
09/01/2023 - 10/06/2023
OSAIC WEALTH, INC. (NEWBURY PARK CA)
CA
11/13/2017 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (NEWBURY PARK CA)
CA
07/24/2009 - 11/13/2017
WESTERN INTERNATIONAL SECURITIES, INC. (Westlake Village CA)
CA
02/04/2003 - 07/27/2009
FINANCIAL WEST GROUP (WESTLAKE VILLAGE CA)
AL
04/28/1997 - 01/31/2003
PROEQUITIES, INC. (BIRMINGHAM AL)
CA
03/06/1996 - 04/30/1997
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
AL
08/17/1995 - 03/20/1996
PROEQUITIES, INC. (BIRMINGHAM AL)
IA
Issued 05/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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