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Richard Alan Leach

Investment Security Corp.

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About Richard Alan Leach

Richard Leach is a financial professional with over 30 years of experience in the industry. Richard is currently registered with Investment Security Corp. in California, Florida, Nevada, Texas, and Utah. Richard's previous employers include I.D.A. FINANCIAL SERVICES, LLC, MUTUAL SECURITIES, INC., FIRST GLOBAL SECURITIES, INC., CALIFORNIA CAPITAL SERVICES, INC., and BENEFIT FUNDING SERVICES, LLC. Richard holds Series 7, 24, 63, 99TO, SIE and Series 14 licenses and is a registered principal.

Firm Information

Richard Leach is currently registered with Investment Security Corp.. Investment Security Corp. is a Corporation that was formed on January 19, 1999. They are registered in seven states: Arizona, California, Florida, Nevada, Oregon, Texas, and Utah. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Leach’s Registration & Firm History

CA

11/29/1999 - Present

Investment Security Corp. (CALABASAS CA)

CA

06/07/2001 - 08/02/2011

I.D.A. FINANCIAL SERVICES, LLC (WOODLAND HILLS CA)

CA

02/20/2007 - 06/02/2010

MUTUAL SECURITIES, INC. (CAMARILLO CA)

CA

06/30/2004 - 07/06/2004

FIRST GLOBAL SECURITIES, INC. (PASADENA CA)

CA

07/11/1989 - 12/12/2003

CALIFORNIA CAPITAL SERVICES, INC. (WOODLAND HILLS CA)

IL

08/06/1998 - 10/22/2003

BENEFIT FUNDING SERVICES, LLC (SCHAUMBURG IL)

CA

04/25/2001 - 04/20/2001

I.D.A. FINANCIAL SERVICES, INC. (WOODLAND HILLS CA)

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Licenses & Designations

BC

Issued 11/19/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 07/25/1988

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Richard Alan Leach. Review regulatory record here.
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