Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Jones is a financial advisor with MML Investors Services, LLC. Richard is a certified financial planner and has been in the industry since 1996. Richard is registered with the Securities and Exchange Commission (SEC) and has a series 6, 7, 24, 63, and SIE license. Richard works with a wide range of clients, including individuals, families, businesses, trusts, and retirement plans. Richard's services include financial planning, investment management, retirement planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TN
04/09/2021 - Present
MML Investors Services, LLC (MEMPHIS TN)
TN
06/28/2000 - 01/07/2010
FSC SECURITIES CORPORATION (MEMPHIS TN)
AL
05/13/1998 - 06/27/2000
PROEQUITIES, INC. (BIRMINGHAM AL)
MA
10/22/1996 - 05/14/1998
MUTUAL SERVICE CORPORATION (BOSTON MA)
MA
12/22/1995 - 09/11/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 01/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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