Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Jones is a financial advisor who has been in the industry for over 50 years. Richard is registered with Wells Fargo Clearing Services, LLC and has offices in Bloomington, Indiana and Lahaina, Hawaii. Richard has also worked at a number of other firms throughout his career, including A. G. Edwards & Sons, Inc., DuPont Walston, Incorporated and DuPont Glore Forgan Inc. Richard specializes in providing investment consulting services to institutional clients, financial planning, pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (BLOOMINGTON IN)
IN
02/11/1974 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BLOOMINGTON IN)
NA
07/02/1973 - 03/27/1974
DUPONT WALSTON, INCORPORATED
NA
10/24/1972 - 07/02/1973
DUPONT GLORE FORGAN INC
BOTH
Issued 09/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1983
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/23/1977
PC - AMEX Put and Call Exam
BC
Issued 10/10/1972
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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