Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hagins is an investment advisor representative at Transamerica Financial Advisors, Inc. Richard has over 20 years of experience in the financial services industry and is registered with the state of California. Richard is dedicated to providing personalized financial planning and investment management services to individuals, families, and businesses. Richard has held several positions at a variety of firms during his career, including Quest Capital Strategies, Inc., Securities America, Inc., and Comerica Securities. Richard is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
05/09/2019 - Present
Transamerica Financial Advisors, Inc. (Woodland Hills CA)
CA
09/14/2016 - 04/11/2019
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
07/30/2014 - 11/05/2015
SECURITIES AMERICA, INC. (ALISO VIEJO CA)
CA
09/07/2011 - 07/31/2014
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
09/15/2008 - 08/11/2011
COMERICA SECURITIES (SAN JUAN CAPISTRANO CA)
CA
05/29/2007 - 05/01/2008
CITIGROUP GLOBAL MARKETS INC. (LAGUNA HILLS CA)
CA
07/28/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (LAGUNA HILLS CA)
CA
07/19/2004 - 07/26/2006
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
12/08/2003 - 07/15/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
02/13/2003 - 12/03/2003
IFMG SECURITIES, INC. (PURCHASE NY)
NY
02/05/2003 - 02/06/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
09/16/1998 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
01/28/1998 - 06/15/1998
GLENFED BROKERAGE SERVICES (GLENDALE CA)
BOTH
Issued 10/07/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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