Unclaimed
Richard Alan Grellier is a financial professional with over 27 years of experience in the industry. Richard Grellier is currently registered with Deutsche Bank Securities Inc., where Richard Grellier has been employed since June 1999. Prior to that, Richard Grellier was employed by BT ALEX. BROWN INCORPORATED from February 1996 to June 1999. Richard Grellier holds licenses for Series 7, 24, 63, 79TO, and SIE. Richard Grellier has been approved to provide financial advice in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
06/14/1999 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
MD
02/22/1996 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 02/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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