Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Freeman is a financial advisor with over 30 years of experience in the financial services industry. Richard began his career at Lehman Brothers Inc. and has worked at several firms since then, including Citigroup Global Markets Inc. Currently, Richard is registered with Franklin Distributors, LLC and is licensed in 11 states. Richard holds Series 7 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/01/2005 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
07/31/1993 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/06/1983 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/21/1976 - 02/21/1978
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 12/12/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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