Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Fontana is a financial advisor with over 40 years of experience in the industry. He is currently registered with Raymond James & Associates, Inc. in Florida, New Jersey, and Texas. Richard has held previous roles with Morgan Stanley, Citigroup Global Markets Inc., and Ryan, Beck & Co.. Richard has a broad range of experience in providing investment advice to individuals, corporations, and other entities. He also offers financial planning services and specializes in portfolio management. Richard is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/02/2013 - Present
Raymond James & Associates, Inc. (BEDMINSTER NJ)
NJ
06/01/2009 - 07/09/2013
MORGAN STANLEY (BEDMINSTER NJ)
NJ
09/10/1990 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BEDMINSTER NJ)
NJ
03/23/1981 - 09/12/1990
RYAN, BECK & CO. (FLORHAM PARK NJ)
IA
Issued 11/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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