linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard Alan Fogal

Lombard Advisers Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard Alan Fogal

Richard Fogal is a registered investment advisor representative with Lombard Advisers Inc. Richard has been working in the securities industry since August 2019. Richard holds a Series 63, Series 65, and Series 6TO license and is registered in Maryland, New Jersey, North Carolina, and Pennsylvania. Richard's current employment began on April 5, 2023. Prior to joining Lombard Advisers Inc., Richard worked at PFS Investments Inc., which is located in Allentown, Pennsylvania. Richard is affiliated with Cornerstone Portfolios, LLC (DBA for Lombard Securities Incorporated).

Firm Information

Richard Fogal is currently registered with Lombard Advisers Inc.. Lombard Advisers Inc. is an investment advisor based in Baltimore, MD. The firm provides portfolio management services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Lombard Advisers Inc. has approximately $366 million in regulatory assets under management.
Lombard Advisers Inc.

1820 LANCASTER ST

BALTIMORE, MD 21231

$366.42M

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Fogal’s Registration & Firm History

MD

04/05/2023 - Present

Lombard Advisers Inc. (BALTIMORE MD)

PA

08/23/2019 - 04/06/2023

PFS INVESTMENTS INC. (ALLENTOWN PA)

Not sure if Richard Alan Fogal is right for you?

Licenses & Designations

IA

Issued 09/11/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/06/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/29/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Alan Fogal.
Not sure if Richard Alan Fogal is right for you?