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Richard Alan Dryer

Ages Financial Services, Ltd.

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About Richard Alan Dryer

Richard Alan Dryer is a financial advisor with over 39 years of experience. Richard has been registered with Ages Financial Services, Ltd. since November 2017. Richard previously worked with Lincoln Financial Securities Corporation and Connecticut Mutual Financial Services, Inc.. Richard has passed the Series 63, SIE, Series 22 and Series 6 exams. Richard is registered in 17 states and is active in the Broker-Dealer industry.

Firm Information

Richard Dryer is currently registered with Ages Financial Services, Ltd.. Ages Financial Services, Ltd. is a corporation registered in 53 states and the District of Columbia. It was formed on June 25, 1984. The firm has been approved by the SEC and has received three regulatory event disclosures and two arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Dryer’s Registration & Firm History

NH

11/13/2017 - Present

Ages Financial Services, Ltd. (Manchester NH)

NH

04/11/1989 - 11/22/2017

LINCOLN FINANCIAL SECURITIES CORPORATION (MANCHESTER NH)

NA

07/05/1983 - 05/01/1989

CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 07/01/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 07/01/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Alan Dryer.
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