Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Alan Dominik is a financial advisor with Cetera Advisor Networks LLC based in Maple Grove, MN. Richard holds Series 63, Series 7 and SIE licenses. Richard has 13 years of experience in the industry. Previously, Richard was employed by Tower Square Securities, Inc., Ameriprise Financial Services, Inc. and U.S. Bancorp Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MN
09/03/2013 - Present
Cetera Advisor Networks LLC (MAPLE GROVE MN)
MN
06/27/2013 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (PLYMOUTH MN)
MN
11/08/2010 - 02/05/2013
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
05/07/2008 - 05/05/2009
U.S. BANCORP INVESTMENTS, INC. (WHITE BEAR LAKE MN)
BC
Issued 06/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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