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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Darrow is an investment advisor representative with J.W. Cole Advisors, Inc. Richard has been in the financial services industry since December 30, 1979. Richard is registered with the state of Arizona and California as a registered investment advisor and securities broker. Richard has a strong background in providing financial planning, portfolio management, and other advisory services to individuals, corporations, and charitable organizations. Richard has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/10/2013 - Present
J. W. Cole Advisors, Inc. (TAMPA FL)
CA
06/02/2008 - 05/10/2013
FINANCIAL ADVISERS OF AMERICA, LLC (BAKERSFIELD CA)
CA
01/20/1995 - 06/05/2008
FIRST ALLIED SECURITIES, INC. (BAKERSFIELD CA)
NA
12/16/1994 - 01/09/1995
FIRST ALLIED SECURITIES, INC.
CA
05/31/1989 - 12/16/1994
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
CA
01/19/1987 - 05/31/1989
FIRST AFFILIATED SECURITIES, INC. (SAN DIEGO CA)
NA
04/05/1983 - 01/29/1987
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
12/21/1979 - 05/02/1983
DEAN WITTER REYNOLDS INC.
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/28/1988
Series 4 - Registered Options Principal Examination
BC
Issued 04/08/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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