Unclaimed
Richard Brink is a financial professional with over 25 years of experience in the industry. He is currently registered with Alliancebernstein Investments, Inc. in Tennessee. He is also registered in Colorado. Richard holds the Series 6, Series 7 and Series 63 licenses and the SIE exam. Previously, he was affiliated with Dreyfus Service Corporation in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
01/16/2006 - Present
Alliancebernstein Investments, Inc. (Nashville TN)
NY
08/27/1997 - 05/05/2004
DREYFUS SERVICE CORPORATION (NEW YORK NY)
BC
Issued 08/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/18/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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