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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Benson is an investment advisor representative with Cetera Investment Advisers LLC based in BROKEN ARROW, OK. Richard is registered with FINRA and the state of OK. Richard Benson has been in the industry since May 27, 2000. Richard has held previous registrations with FIRST ALLIED SECURITIES, INC., ROYAL ALLIANCE ASSOCIATES, INC., and WASHINGTON SQUARE SECURITIES, INC.. Richard has passed the Series 6, 7, 63 and 65 exams. Richard currently holds the Series 6, 7, 63 and 65 licenses. The firm that Richard Benson works for, Cetera Investment Advisers LLC, has approximately $104,468,595,111 in assets under management. Richard focuses on providing financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OK
08/15/2024 - Present
Cetera Investment Advisers LLC (BROKEN ARROW OK)
OK
05/26/2010 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (BROKEN ARROW OK)
OK
08/08/2000 - 05/26/2010
ROYAL ALLIANCE ASSOCIATES, INC. (BROKEN ARROW OK)
CT
05/23/2000 - 08/02/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 2/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2000
Series 7 - General Securities Representative Examination
BC
Issued 5/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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