Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Kasparian is an investment advisor representative at LPL Financial LLC. Richard has been in the industry since 1997. Richard has a long and varied history in the financial services industry, having previously worked at Citigroup Global Markets Inc., Citicorp Investment Services, Benchmark Securities Group, Inc., Gilford Securities Incorporated, Coleman & Company Securities, Inc., LCP Capital Corp., Shamrock Partners, LTD and J.W. Barclay & Co., Inc.. Richard is licensed in several states. Richard is a registered investment advisor in New Jersey, New York and Texas. Richard also holds the Series 63, Series 65, Series 7, Series 62 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/08/2016 - Present
LPL Financial LLC (GARDEN CITY NY)
NY
05/29/2007 - 12/19/2009
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NY
12/17/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (GARDEN CITY NY)
OK
09/13/2002 - 12/10/2002
BENCHMARK SECURITIES GROUP, INC. (OKLAHOMA CITY OK)
NY
12/07/2000 - 09/26/2002
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NY
11/24/1999 - 12/04/2000
COLEMAN & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
11/30/1998 - 11/30/1999
LCP CAPITAL CORP. (STATEN ISLAND NY)
PA
07/02/1998 - 12/31/1998
SHAMROCK PARTNERS, LTD (MEDIA PA)
NJ
08/08/1997 - 07/08/1998
J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)
IA
Issued 04/06/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/07/1997
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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