linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard Achille Presutti

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard Achille Presutti

Richard Presutti has been in the financial services industry since July 27, 2005. Richard is currently registered with National Financial Services LLC in Jersey City, NJ. Richard has previously held positions at Dresdner Kleinwort Wasserstein Securities LLC, National Investor Services Corp., and Waterhouse Securities, Inc.. Richard has passed the Series 7, Series 99, and SIE exams.

Firm Information

Richard Presutti is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Presutti’s Registration & Firm History

NJ

03/12/2012 - Present

National Financial Services LLC (JERSEY CITY NJ)

NY

02/28/2001 - 11/04/2002

DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)

NE

07/14/1997 - 02/23/2001

NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)

NE

03/18/1996 - 12/05/1997

WATERHOUSE SECURITIES, INC. (OMAHA NE)

Not sure if Richard Achille Presutti is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2012

Series 99 - Operations Professional Examination

BC

Issued 03/15/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Richard Achille Presutti. Review regulatory record here.
Not sure if Richard Achille Presutti is right for you?