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Richard Aaron McComas

Northwestern Mutual Investment Services, LLC

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About Richard Aaron McComas

Richard McComas is a financial professional with over 5 years of experience in the industry. Richard is registered with Northwestern Mutual Investment Services, LLC and is licensed to provide financial services in over 50 states. Richard has a strong track record of success in helping clients achieve their financial goals. Richard's commitment to providing personalized service and comprehensive financial planning has earned him a reputation as a trusted advisor. Richard specializes in investment management, retirement planning, and insurance. Richard holds the Series 7TO, 9, 10, and 63 licenses, as well as the SIE exam. Richard is committed to staying up-to-date on the latest financial trends and regulations to best serve his clients.

Firm Information

Richard McComas is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Richard McComas’s Registration & Firm History

WV

06/21/2021 - Present

Northwestern Mutual Investment Services, LLC (Charleston WV)

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Licenses & Designations

BC

Issued 09/04/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2021

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/23/2021

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/21/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/03/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Aaron McComas.
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