Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Edelman is a financial professional with over 26 years of experience in the industry. Richard is currently registered with Smbc Nikko Securities America, Inc. and has previously held positions with firms like BNP Paribas Securities Corp., Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Western Capital Financial Group. Richard holds licenses including Series 7, Series 24, Series 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/14/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
09/04/2013 - 04/26/2024
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
08/29/2006 - 08/28/2013
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/19/1997 - 08/28/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/02/1996 - 03/05/1997
WESTERN CAPITAL FINANCIAL GROUP (NEW YORK NY)
BC
Issued 01/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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