Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Yemm is a financial advisor with over 30 years of experience in the industry. Richard has held various positions at several firms, including KMS Financial Services, Inc., Kovack Securities Inc., and Cetera Advisors LLC. Richard currently works with Secure Asset Management, LLC. Richard holds a Series 7, 24, 63 and 65 license and is also a Certified Financial Planner. Richard has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor for 3rd party money managers
1
2
FL
09/24/2024 - Present
Secure Asset Management, LLC (Vero Beach FL)
FL
11/06/2020 - 08/05/2021
SECURITIES AMERICA, INC. (Vero Beach FL)
FL
07/02/2019 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (Vero Beach FL)
FL
12/26/2013 - 07/02/2019
KOVACK SECURITIES INC. (Vero Beach FL)
FL
07/06/2001 - 12/26/2013
CETERA ADVISORS LLC (VERO BEACH FL)
IL
12/18/1997 - 07/02/2001
CARDINAL INVESTMENTS, INC. (BELLEVILLE IL)
WI
03/12/1996 - 12/09/1997
SII INVESTMENTS, INC. (APPLETON WI)
MO
06/17/1993 - 02/15/1996
FFP SECURITIES, INC. (CHESTERFIELD MO)
MN
03/26/1992 - 06/07/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/26/1992 - 06/07/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 10/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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