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Richard A Simpson

Moran Wealth Management, LLC

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About Richard A Simpson

Richard Simpson is an investment advisor representative with Moran Wealth Management, LLC. Richard has been in the industry since 2005 and has experience working with individuals, high net worth individuals, corporations, charitable organizations, and pension and profit sharing plans. Richard is a Certified Financial Planner and a Chartered Financial Consultant. Richard has a Series 7, 6, and 65 licenses.

Firm Information

Richard Simpson is currently registered with Moran Wealth Management, LLC. Moran Wealth Management, LLC is a Naples, FL-based registered investment advisor with $4.27 billion in regulatory assets under management. The firm provides financial planning and portfolio management services to high-net-worth individuals, corporations, and other entities. They have 26 investment advisor representatives and serve a diverse clientele, including charitable organizations, pension and profit-sharing plans, and corporations or other businesses.
Moran Wealth Management, LLC

5801 PELICAN BAY BLVD, SUITE 110

NAPLES, FL 34108

$4.27B

Assets Under Management

4

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Simpson’s Registration & Firm History

FL

05/31/2022 - Present

Moran Wealth Management, LLC (NAPLES FL)

FL

03/30/2021 - 06/24/2022

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (NAPLES FL)

MN

11/29/2017 - 03/17/2021

CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)

FL

10/19/2015 - 11/08/2017

BB&T INVESTMENT SERVICES, INC. (NAPLES FL)

FL

10/05/2005 - 10/20/2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ESTERO FL)

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Licenses & Designations

IA

Issued 01/25/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/24/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/2015

Series 7 - General Securities Representative Examination

BC

Issued 10/04/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard A Simpson.
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