Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard A. Osty is a financial advisor at J.P. Morgan Securities LLC. Richard has been working in the financial services industry since 2002. He specializes in portfolio management for individuals and businesses. He has a series 66 license and has previously been registered in 13 states. Richard is also a Commissioner for the Village of Tinley Park, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
05/03/2023 - Present
J.p. Morgan Securities LLC (ORLAND PARK IL)
IL
09/21/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ORLAND PARK IL)
IL
04/13/2005 - 09/04/2009
PROEQUITIES, INC. (TINLEY PK IL)
MN
11/11/2003 - 04/15/2005
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
IL
06/19/2002 - 11/11/2003
NT SECURITIES LLC (CHICAGO IL)
BOTH
Issued 04/12/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/17/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/09/1999
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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