Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard A. Nitz is a financial advisor with Schwab Wealth Advisory, Inc. He is registered with the state of Florida and has over 20 years of experience in the financial services industry. Richard has been with Schwab Wealth Advisory, Inc. since 2012. Richard is committed to providing his clients with personalized financial advice and investment management services. His areas of expertise include financial planning, portfolio management for individuals and businesses, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
FL
01/11/2021 - Present
Schwab Wealth Advisory, Inc. (ORLANDO FL)
FL
03/11/2003 - 08/29/2007
CUNA BROKERAGE SERVICES, INC. (ORLANDO FL)
NY
05/17/2002 - 02/19/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
10/01/2001 - 04/30/2002
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
MO
06/20/2000 - 08/22/2001
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 09/19/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 06/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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