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Richard A Low

Charles Schwab & CO., Inc.

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About Richard A Low

Richard Low is a financial advisor with Charles Schwab & Co., Inc. in Westlake, Texas. Richard has been in the financial services industry since 2010 and has a wide range of experience. Richard has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, TD Ameritrade, Inc. and Morgan Stanley Smith Barney. Richard holds the Series 7, Series 31, and Series 66 licenses. Richard specializes in financial planning and provides advisory services for individuals and families.

Firm Information

Richard Low is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Richard Low’s Registration & Firm History

TX

01/26/2022 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

07/21/2020 - 12/01/2022

TD AMERITRADE, INC. (Southlake TX)

TX

05/12/2010 - 08/07/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LUBBOCK TX)

TX

06/01/2009 - 03/09/2010

MORGAN STANLEY SMITH BARNEY (LUBBOCK TX)

TX

12/10/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (LUBBOCK TX)

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Licenses & Designations

BOTH

Issued 01/09/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/07/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/2009

Series 31 - Futures Managed Funds Examination

BC

Issued 12/08/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard A Low.
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