Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lewis has been in the financial industry since 2009. Richard is a registered representative with Principal Securities, Inc. and a registered investment advisor with the state of Florida. Richard currently holds Series 7, 6, 63, and 65 licenses. Richard has experience providing financial advice to individuals, corporations, and charitable organizations. Richard's professional background also includes experience in fixed insurance. Richard has been with Principal Securities, Inc. since 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
FL
02/11/2020 - Present
Principal Securities, Inc. (Tampa FL)
FL
03/30/2009 - 05/26/2017
PRINCIPAL SECURITIES, INC. (Tampa FL)
BC
Issued 02/07/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/07/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/31/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/26/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Lewis is the right advisor for you? Invested Better is here to help.
