Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard A. Graham is a financial advisor with over 17 years of experience in the financial services industry. Richard has been with J.p. Morgan Securities LLC since October 2012. Richard previously worked with Chase Investment Services Corp., NatCity Investments, Inc., and Ameriprise Financial Services, Inc. Richard is registered to provide financial advice in 38 states. Richard is a Series 66, Series 7 and SIE licensed professional. Richard specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses, insurance companies, and charitable organizations. Richard is also licensed to provide financial advice to pension and profit-sharing plans. Richard's current firm, J.p. Morgan Securities LLC, manages over $249 billion in assets and has over 1 million client accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IN
08/16/2018 - Present
J.p. Morgan Securities LLC (CARMEL IN)
IN
08/21/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (INDIANAPOLIS IN)
IN
03/19/2007 - 08/15/2008
NATCITY INVESTMENTS, INC. (CARMEL IN)
IN
06/03/2005 - 02/21/2007
AMERIPRISE FINANCIAL SERVICES, INC. (INDIANAPOLIS IN)
MN
06/03/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/09/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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