Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Garber is a wealth management professional with over 30 years of experience in the financial services industry. Richard is currently a Managing Wealth Advisor/Certified Private Wealth Advisor with Ashton Thomas Private Wealth. Richard has held previous positions at Morgan Stanley and Merrill Lynch. Richard holds the Series 6, 7, 62, and 63 licenses as well as the SIE and Series 65 licenses. Richard is a licensed insurance agent and has provided financial advice to high-net-worth individuals, corporations, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Variable product model design and maintenance
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
10/23/2020 - Present
Ashton Thomas Private Wealth (Saint Helena CA)
GA
05/25/2012 - 10/30/2020
MORGAN STANLEY (ATLANTA GA)
GA
06/23/2007 - 05/29/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
CT
04/15/2005 - 06/07/2007
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
IL
01/08/2004 - 04/18/2005
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NJ
08/01/2002 - 01/06/2004
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NY
01/22/2001 - 07/11/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
GA
06/27/1994 - 02/08/2001
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
IN
06/08/1992 - 06/27/1994
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
06/08/1992 - 06/27/1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IA
Issued 03/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/07/1993
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/05/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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