Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Conte is a financial professional with over 7 years of experience in the industry. Richard is currently registered with Kestra Investment Services, LLC. Richard is licensed to offer securities and investment advice in New York. Richard has passed the Series 6, Series 63, and SIE exams. Previous experience includes LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/21/2018 - Present
Kestra Investment Services, LLC (Merrick NY)
NY
07/09/2014 - 01/06/2017
LPL FINANCIAL LLC (MERRICK NY)
BC
Issued 09/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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