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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Becker is a financial advisor with Wells Fargo Clearing Services, LLC. Richard has been in the financial services industry since 1988 and has a broad range of experience. Richard has held licenses and registrations in multiple states and has been active in the industry for over 30 years. Prior to joining Wells Fargo Advisors, Richard was a financial advisor at Morgan Stanley DW Inc., Prudential Securities Incorporated, and Drexel Burnham Lambert Incorporated. Richard holds multiple licenses and is able to provide a variety of financial services. Richard's professional background gives him the experience and knowledge necessary to provide personalized financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/16/2007 - Present
Wells Fargo Clearing Services, LLC (PALM BEACH GARDENS FL)
PA
02/07/2000 - 11/20/2006
MORGAN STANLEY DW INC. (WYNCOTE PA)
NY
05/26/1989 - 02/08/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
03/22/1988 - 06/08/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 05/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1988
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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