Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Bagby is a financial advisor with Edward Jones. Richard has been in the industry since 2001 and has experience with J.P. Morgan Securities LLC, Fidelity Brokerage Services LLC, Bay Colony Securities Co., INC., Northwestern Mutual Investment Services, LLC, Horace Mann Investors INC, MML Investors Services, INC, Capital Analysts, Incorporated, and InterSecurities, INC.. Richard is a Registered Representative and Investment Advisor Representative and is licensed in Connecticut, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, South Carolina, Vermont, and Virginia. Richard has a strong focus on financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
07/17/2024 - Present
Edward Jones (NORWELL MA)
MA
09/27/2023 - 07/02/2024
J.P. MORGAN SECURITIES LLC (Hingham MA)
RI
04/25/2022 - 12/21/2022
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
02/22/2012 - 04/02/2012
BAY COLONY SECURITIES CO., INC. (BOSTON MA)
MA
09/02/2009 - 05/14/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (QUINCY MA)
MA
03/15/2007 - 10/01/2007
HORACE MANN INVESTORS INC (LAKEVILLE MA)
MA
10/30/2001 - 09/14/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
OH
08/28/2001 - 11/08/2001
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
FL
01/22/2001 - 06/29/2001
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BOTH
Issued 05/27/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/22/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/23/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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