Unclaimed
Richard Andrade is a financial advisor with over 20 years of experience in the industry. Richard is registered with Empower Financial Services, Inc. and holds licenses for Series 6, 7 and 63. Richard has held previous positions at Putnam Retail Management Limited Partnership. Richard is currently located in Andover, MA, with a branch office in Andover, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/02/2015 - Present
Empower Financial Services, Inc. (ANDOVER MA)
MA
05/14/2007 - 01/02/2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
MA
06/28/2002 - 06/01/2006
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 01/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/27/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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